On February 22, 2021, CVM published Circular Letter CVM/SIN 02/2021, which provides guidance on the minimum elements that must be included in the Annual Compliance Report provided for in article 22 of CVM Instruction 558, to be completed by April of each year.
The Letter establishes minimum points that must be addressed in the Report and routine tests to be implemented by the Compliance Officer, with the purpose of establishing a "standard" to be adopted and sufficient to meet the standard.
To access the CVM/SIN Circular Letter 02/2021, click here.
The Capital Markets team of Barcellos Tucunduva Advogados remains at your disposal to clarify any questions related to the above topic.
