The CVM has posted on its website specific calendars for compliance with periodic obligations by the market participants it regulates.
The calendar is described on the CVM website or on a spreadsheet in Excel format and separated by type of participant, namely:
- Investment bank; Multiple bank with investment portfolio; Savings banks; Brokerage houses; Distributors; Organized securities market; Bookkeeping agent for securities; Securities custodian;
- Service provider of electronic platform for participatory investment(Crowdfunding);
- Independent Auditor;
- Incentivized Company;
- Publicly Listed Company;
- Foreign Company;
- Portfolio Managers (Trustees and Asset Managers); Consultants; Rating Agencies; and Non-Resident Investors;
- ICVM 555 Investment Funds;
- Real Estate Investment Funds (FIIs);
- Receivables Investment Funds (FIDCs) and Non-Standard FIDCs;
- Market Index Investment Funds (ETFs);
- Certificate of Real Estate Receivables (CRI) and Certificate of Agribusiness Receivables (CRA); and
- Equity Investment Funds (FIPs).
The intention is to avoid missed deadlines and the application of fines for delay under CVM Instruction 608.
Calendars are available here.
For further information, please contact our Corporate(societario@btlaw.com.br) and Financial Market teams(mercadofinanceiro@btlaw.com.br).
